Can I Do A Net Unrealized Appreciation NUA Distribution?

Flowchart guides on NUA Distributions, covering stock qualification, events, timing, and tax impacts.

Key Benefits

Stock Qualification Outline the specific types of employer-issued stock that qualify for NUA treatment to ensure clients meet initial eligibility criteria.

Triggering Events Define the necessary events that must occur for a client to take advantage of an NUA distribution, such as retirement or reaching a particular age.

Timing Considerations Discuss the critical timing elements that affect the viability of an NUA distribution, including the importance of the timing of the distribution after qualifying events.

Tax Impact Explain the tax implications of NUA, focusing on how cost-basis and gains are calculated and taxed, helping clients understand potential tax benefits or liabilities.

About This Resource

Our “Can I Do A Net Unrealized Appreciation (NUA) Distribution?” flowchart simplifies understanding the NUA rules, assisting clients in deciding on distributions. It addresses stock qualification, triggering events, timing, and tax implications related to cost-basis and gains.

Financial Synergies
Wealth Advisors

Financial Synergies Wealth Advisors is a fee-only financial advisor and wealth management firm located in Houston, Texas. For over thirty-five, years we’ve been serving the financial needs of individuals, families, and businesses from around the world. When we take on new clients, they become part of our extended family, and in the past three decades we’ve developed multi-generational relationships with many of them.

Our primary goal is to simplify your financial life. Our Certified Financial Planner™ professionals and advisors combine investment management and holistic financial planning to provide total wealth management for our clients. Together, we’ll construct a financial game plan and investment strategy to meet your goals, and give you greater confidence in your future.